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Tag: SEC

September 29th – Shots Fired

By Adam DeermountIn Basis PointsPosted September 29, 2021

What I'm Reading Shots Fired: The SEC is targeting a crowdfunding portal in its first enforcement action in the space.  Regulators sued the operator of a funding portal, TruCrowd Inc., for allegedly failing to heed red flags despite allegedly being told that one of the key players had a criminal...

Tags: Crowdfunding, Logistics, Office, SEC, Supply Chain, Taxes, WTF
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